SUFISM.
One of the truly creative manifestations of religious life in Islam is
the mystical tradition, known as Sufism. The term derives most
probably from the Arabic word for wool (suf), since the early
ascetics of Islam (Sufis) are said to have worn coarse woolen garments
to symbolize their rejection of the world.
Origins.
Muslim
mystical writers such as Abu Bakr al-Kalabadhi (d. 990/5) and 'All
al-Hujwiri (d. 1071/2?), nonetheless, have proposed a number of
etymologies for Sufi: ţaff, "rank," implying that
Suns are an elite group among Muslims; ţuffah,
"bench," alluding to the People of the Bench, the intimates
of the prophet Muhammad who gathered at the first mosque in Medina; ţafâ’
"purity," focusing on the moral uprightness essential to
the Sufi way of life. The resolution of the etymological debate is
less critical than the recognition that the terms Sufi and Sufism
evoke complex layers of meaning in Islam, including the denial of the
world, close association with the Prophet and his message, and a
spiritual attainment that raises one to a rank of unique intimacy with
God.
Some
earlier Western scholars of Sufism concluded that mysticism is
incompatible with the Muslim perception of an almighty, transcendent
God with whom one shares little intimacy. In their opinion Sufi
mysticism was born of Islam's contact with other major world
religions, especially Christianity and Buddhism. This theory is no
longer considered viable for two reasons: first, the Qur'anic
perception of the relationship of the individual to God is quite
complex, highlighting both immanence and transcendence, and second,
while no one denies that Islam evolved in a religiously pluralistic
environment, one need not conclude that phenomena common to both
Islam and other traditions are therefore derivative.
The
vision of the God-man relationship in the Qur'an offers a study in
contrasts. On the one hand God is the almighty creator and lord of the
cosmos who sustains the universe at every moment (Qur'an 10:3 ff.);
men and women are but servants—finite, vulnerable, and prone to evil
(2:30 ff. and 15:26 ff.). God is both lawgiver and judge (surahs 81
and 82); whatever he wills comes to be (2:142; 3:47; 3:129; 5:40;
13:27). Servants of God are enjoined to embrace his will, not
question its import, for men and women will be rewarded or punished
according to their deeds. To breach the lord-servant (rabb-'abd)
relationship leads easily to the cardinal sin of shirk,
substituting some other power for that of God.
On
the other hand the inaccessibility of the transcendent Lord must be
understood in the context of those Qur'anic verses that speak of his
abiding presence both in the world and in the hearts of the faithful.
For did he not actually breathe his own spirit into Adam at creation
(Qur'an 15:29, 38:72)? And is he not closer to humankind than his
own jugular vein (50:16)? God's presence is all-pervasive, for to
him belong the East and the West, the whole of creation,
.
. . and wherever you turn, there is God's face. Truly God is
omnipresent, omniscient. (2:115)
The
Qur'an enjoins on every Muslim the practice of recollecting God
(33:41), for the peaceful heart is one in which the remembrance of God
has become second nature (13:28-29). The most crucial Qur'anic verse
for Sufis, however, describes the establishment of the primordial
covenant between God and the souls of men and women in a time before
the creation of the cosmos:
And
when your Lord took from the loins of the children of Adam their seed
and made them testify about themselves (by saying), "Am I not
your Lord?" They replied, "Yes, truly, we testify!"
(7:172)
This
unique event, which confirms the union between God and the souls of
all men and women, has become known in Sufi literature as the
"Day of Alast," the day when God asked "Alastu
bi-rabbikum" ("Am I not your Lord?"). The goal of every
Muslim mystic is to recapture this experience of loving intimacy
with the Lord of the Worlds.
The
experience of mystical union need not, therefore, be seen as foreign
to Islam. On the contrary, interior spiritual development becomes a
concern at a relatively early date in the writings of important Qur'an
commentators. Of the two traditional methods of Qur'anic exegesis
predominating in Islam, tafsir emphasizes the exoteric
elements of the text: grammar, philology, history, dogma, and the
like, while ta'will stresses the search for hidden meanings,
the esoteric dimensions of the Qur'anic text. It is among Sufis (and
Shi'i Muslims) that ta'will has found special favor.
Early
commentators such as Muqâtil ibn Sulaymân (d. 767) often combined
literalist and allegorical methods depending on the nature of the
verse in question. More important is the contribution of the sixth
imam of the Shi'ah, Ja'far al-Sadiq (d. 765), who stressed not only
the formal learning of the commentator but also his spiritual
development. An individual's access to the deeper meanings of the
Qur'an is dependent, therefore, on his or her personal spiritual
development. Since text and commentator interact dynamically as living
realities, the Qur'an reveals more of itself to the extent that the
Muslim makes progress in the spiritual life. The power of the text is
such that for many later Sufi commentators such as Sahl al-Tustari
(d. 896) simply hearing the recitation of the sacred text could
induce ecstatic states in the soul of the listener.
The
Ascetic Movement.
The early catalysts for the development of mysticism in Islam,
however, were not all spiritual in nature. The dramatic social and
political changes brought about by the establishment of the Umayyad
dynasty in the mid-seventh century also played a pivotal role. The
capital of the empire was moved from Medina to the more opulent and
cosmopolitan Damascus, and the rapid spread of Islam introduced
enormous wealth and ethnic diversity into what had originally been a
spartan, Arab movement. In reaction to the worldliness of the
Umayyads, individual ascetics arose to preach a return to the heroic
values of the Qur'an through the abandonment of both riches and the
trappings of earthly power. The three major centers of the ascetic
movement in the eighth and ninth centuries were Iraq, especially the
cities of Basra, Kufa, and Baghdad; the province of Khorasan,
especially the city of Balkh; and Egypt.
Mystical
Literature
The science of opposites, with its rich symbolism and
provocative speculation, appealed only to a small number of Sufis
because of the level of intellectual sophistication it demanded and
because of its esoteric quality. In contrast, beginning in the late
ninth century, a number of texts began to appear that were aimed at
a broader spectrum of the Muslim faithful and functioned as training
guides for men and women interested in cultivating mystical
experience.
The
Manual Tradition.
The emphasis of the manuals was not on the arcane dimensions of
Sufism, but on its accessibility and its conformity with Islamic
orthodoxy.
One
of the earliest manuals addressed to a Sufi novice is the Kitab
al-ri'ayah (Book of Consideration) of Abu 'Abd Allah Hârith ibn
Asad al-Muhâsibi (d. 857). He is remembered particularly for his
skill in developing the examination of conscience as an effective tool
for advancement in the spiritual life.
Among
the classics of this genre of religious literature in Sufism are the Kitâb
al-ta ‘arruf (Book of Knowledge) of Abu Bakr Muhammad
al-Kalabadhi (d. 990 or 995), the Kitâb al-luma' (Book of
Concise Remarks) of Abu Nasr 'Abd Allah ibn 'All al-Sarraj (d. 988), Al-risalah
al-qushayriyah (The Qushayrian Letter) of Abu al-Qâsim ‘Abd
al-Karim al-Qushayri (d. 1074), the Kashf al-mahjűb (Unveiling
of the Veiled) of 'All ibn 'Uthman al-Jullabi al-Hujwîrî (d.
1071/2?), and the Qut al-qulűb (Nourishment of the Heart) of
Abu Tâlib Muhammad ibn 'Alî ibn 'Atîyah al-Harithî al-Makkî (d.
996).
Spiritual
guidance.
Doubtless the primary goal of these manuals was to serve as guides for
novices newly embarked upon the Sufi path. The literary structure reflected
this; often the conceit was that of the master writing to. or
answering the questions of, a particular disciple. The internal
composition of the texts varies considerably from one author to the
next. Some are collections of insights strung together like random
pearls; others, such as the Kashf al-mahjub of al-Hujwîrî,
present a coherent and systematic analysis of Sufism.
Earlier
Sufis had relied heavily on the personal relationship of master
(shaykh, pir) with disciple (murid, talib) to provide the
guidance necessary for spiritual progress. But as the number both of
disciples and of famous shaykhs increased, written manuals became invaluable
supplements to personal spiritual direction. The manuals preserved the
teachings of many of the greatest Sun guides and made their wisdom
available to a larger number of the brethren. While Sufi manuals never
supplanted the master-disciple relationship, they did attain a
permanent place of influence and honor among Muslim mystics.
In
addition to providing spiritual guidance, the Sufi manuals also
addressed a number of subsidiary issues of critical importance. The
first was the need to legitimize the place of Sufism in the broader
spectrum of Islamic religious life. To this end authors such as
al-Kalabadhi and al-Qushayri made deliberate efforts to demonstrate
that Sufism was in conformity with the orthodox theological synthesis,
namely Ash'arism. Al-Sarraj as well took pains to prove that Sufism
was completely in tune with the Qur'an, hadlth, and Islamic
legal tradition (shari’ah).
A
further cause of heightened tension between Sufis and the champions of
orthodoxy concerned the possible conflict between the roles of Sufi
saint and traditional prophet. Sunni Islam presumed that prophet hood
was the pinnacle of spiritual perfection, exemplified by Muhammad
himself. To substantiate this claim, Muslim theology asserted that all
prophets possessed the special gift of impeccability (‘ismah);
each had the power, moreover, to perform a unique miracle (mu'jizah)
in order to verify his mission. 1
Some
Sufis, on the other hand, suggested that sainthood was an even more
elevated spiritual rank than prophet hood because it presumed a unique
intimacy with the divine. Most manual writers, however, evolved a less
polemical stance, one designed to reinforce the mainstream character
of Sufism. They concluded that the highest level of sainthood was only
the first level of prophet hood. While the prophet was impeccable from
birth, the saint was only protected (mahfűz) from committing
serious sin, and this only after he or she had attained sainthood.
Whereas the miracles of the prophets were unique and indisputable,
the miracles of the saints (karâmât) were repeatable and
subject to satanic influence.
A
common objective of all the Sűfî manuals is to analyze in depth
the various stages and states that make up the Sufi path. Stages are
considered by spiritual
writers
to be levels of permanent growth in the mystical life; states
represent the more transient emotional and psychological experiences
associated with the various stages. The process of scrutinizing in
analytic fashion the stages and states of mystical experience resulted
in the creation of a sophisticated technical vocabulary that provided
a basis for common discourse among Sufis of every generation.
The
exploration of the stages and states of mystical experience resulted,
as well. in the development of I highly refined theories of spiritual
psychology. Sufi psy-r chologists aimed first and foremost at
providing trainees with the means to gain control over the nafs,
or lower soul (see surah 12:53), which was identified as the satanic
element within men and women. Al-Makkî describes the nafs as
arrogant, deceptive, envious, a beast that wallows in excess.
The
Sufi novice was not helpless, however, in his confrontation with the
nafs. Men and women possessed an angelic force (malak)
sent by God to do battle with the nafs in the arena of the
heart (qalb). As al-Muhâsibi indicates, both malak
and nafs employ similar weapons, notably the various internal
impulses (khawâtir) that arise in the heart urging one to good
or evil.
On
occasion the various movements in the heart are quickly identifiable
either as the satanic whisperings (waswasah) of the nafs or as the
impulses of the malak. Much more difficult, however, are those times
when the origin of the khawâtir is unclear. For the devil-nafs excels
at deluding the soul of the Sufi and seducing him to actions that,
while not sinful, deflect him from the road to the greater good. It is
in dealing with these spiritual dilemmas that the techniques of Sufi
psychology articulated in the manual tradition demonstrate their
subtlety and true sophistication.
Hasan
al-Baţri.
A leading figure of the period was Hasan al-Baţri, who was born in
Medina in 642 but settled in Basra, where he died in 728. Hasan was
renowned for his almost puritanical piety and exceptional eloquence.
At the heart of his preaching was the rejection of the world (al-dunyâ),
which he described in a letter to the Umayyad caliph 'Umar ibn 'Abd
al-'Aziz (r. 717-720) as a venomous snake, smooth to the touch, but
deadly. Hasan contrasts this world of transience and corruption with
the next world, which alone is a realm of permanence and fulfillment.
The
extreme to which Hasan's anti-worldly stance led him is reflected most
vividly in this same letter where he implies that the creation of the
world was a mistake. From the moment God first looked on his
handiwork, Hasan insists. God hated it. Such a theological position
runs counter to the basic understanding of the value of creation that
Islam shares with Judasim and Christianity. As Genesis 1:31
affirms, "God saw all that he had made, and it was very
good." To speculate on the origins of Hasan's Gnostic like
condemnation of the material world would take us beyond the
objectives of this present article; suffice it to say that ambivalence
toward materiality remained a significant aspect of later Islamic
mysticism. The impact of Gnostic ideas, however, continued to mold
later Sufism, especially in the eastern provinces of the empire. The
work of Henry Cor-bin has done much to open for the student of Sufism
this complex world of Sufi, and especially Ismâ'ili, gnosis.
Hasan
al-Baţri's asceticism, although world denying, did not entail the
total abandonment of society or social structures. On the contrary,
Hasan functioned as the moral conscience of the state and fearlessly
criticized the power structures when he felt they overstepped moral
bounds. He eschewed the role of the revolutionary and refused to
sanction movements designed to overthrow irreligious politicians. In
Socratic fashion, Hasan preferred to work for the ruler's change of
heart through persuasion, not violence. Hasan's dedication to ascetic
ideals did not, moreover, lead him to forsake family life. He married
and raised a family, albeit in straitened circumstances. While Hasan
al-Baţri is considered a pivotal figure in the early development of
Sufism, he is also noted as a transmitter of traditions (hadith)
and as a defender of human-freedom in the early theological debates of
Islam.
Ibrâhim
ibn Adham.
While there are some extant written materials attributable to Hasan
al-Baţri, textual sources for the lives and teachings of many early
ascetics are of questionable value. Often the dearth of authentic
historical sources makes it difficult, if not impossible, to
distinguish between facts and pious embellishments. A prime example
is the life of the famous ascetic Ibrâhim ibn Adham (d. 770?). Ibrâhim
was said to be a prince of the formerly Buddhist city of Balkh; he
gave up his throne in order to pursue the path of asceticism. Some
Western commentators have pointed to the possible parallel between his
life story and the Buddha legend.
The
fables about Ibrâhim highlight his generosity, altruism, and, most
important, his complete trust in God (tawakkul). Ibrâhim's
quietism, however, did not lead him to depend on others for his
subsistence. He preferred to work and scorned those who relied on
begging. It would seem to be fact that he served in two naval battles
against the Byzantines; while fighting in the second, he lost his
life.
Many
tales of Ibrâhim's life stand out because of the ascetic practices
they describe. He cherished ridicule and humiliation; more startling
is his joyous acceptance of physical abuse—bloody beatings, being
dragged by a rope tied round his neck, being urinated upon, and the
like. Clearly such stories are later additions by hagiographers.
Nonetheless many Sufi writers accept these grotesque, seemingly masochistic
acts as integral elements of his life history. And such tales have
helped to shape later authors' understandings of asceticism in this
early period of Sufism.
Râbiah
al-'Adawiyah.
The actual transition from asceticism to true love mysticism in
Islam is documented in the spiritual theory of one of the first great
female Sufis, Rabi'ah al-'Adawiyah (d. 801). Sold into slavery as a
child, she was eventually freed because of the depth of her piety. Râbi’ah's
focus was not on asceticism as an end in itself, but rather on its
ability to help foster a loving relationship with God. Asceticism was
only one of the means necessary for the attainment of union; to make
ascetic practices themselves the goal, and not intimacy with the
Beloved, was, in her estimation, a distortion of the Sufi path.
The love Rabi'ah nurtured was completely altruistic;
neither fear of Hell nor desires for Paradise were allowed to divert
her gaze from the Beloved.
Rabi’ah's
vision of altruistic love (mahabbah) and mystical intimacy (uns)
are preserved in beautiful prayers and poems attributed to her. These
represent some of the earliest aesthetic expressions of mystical experience
in Islam.
One
particularly vivid body of fables scattered throughout the Muslim
sources centers on the spiritual rivalry between Rabi’ah
al-'Adawiyah and Hasan al-Baţri. The problem with these tales,
however, is that they describe a relationship that was historically improbable.
Hasan died in 728, when Rabi'ah was at best in her early teens.
Despite its questionable historicity, the Hasan-Rabi'ah cycle provides
a valuable insight into male-female relationships in early Sufi
circles.
In
the vast majority of these didactic tales Rabi'ah's spiritual insight
and emotional maturity set her far above her male rival, Hasan, whose
naiveté and presumptuous self-confidence are held up to ridicule.
On occasion the conflict is described in actual male-female terms,
with Hasan and his male Sufi companions insisting that no woman has
the ability to match a man's spiritual perfection. While Rabi'ah
proves them wrong beyond the shadow of a doubt, there remains the fact
that her success is due partially to the abandonment of the
traditional female role and the assumption of more male
characteristics. For example, she is said to have repeatedly refused
Hasan's marriage proposals and remained celibate and childless
throughout her life.
Dhű
al-Nűn al-Miţri.
A number of early Sufis such as Rabi’ah evinced a sophistication of
esthetic expression and theoretical speculation that laid a solid
foundation for later work by Sufi mystics. Pivotal figures such as Dhű
al-Nűn al-Misri (d. 859) were both poetic stylists and theoreticians.
Although no complete text of his mystical writings has survived, later
writers have preserved many of his logia, prayers, and poems. He was
master of the epigram and an accomplished poetic stylist in Arabic.
The full force of his literary talent comes to light, however, in
his prayers.
The
child of Nubian parents, Dhű al-Nűn was born in Upper Egypt at the
end of the eighth century. While many of the factual details of his
life are often indistinguishable from pious fiction, a reliable
kernel of historical data emerges. Although he lived in Cairo, Dhű
al-Nűn traveled extensively, and during one of his sojourns in
Baghdad, he ran afoul of the caliph al-Mutawakkil (r. 847--861). The
confrontation was sparked by his refusal to accept the Mu'tazili
doctrine of the created ness of the Qur'an. For this act of defiance,
Dhű al-Nűn was imprisoned; during his heresy trial, however, he so
affected the caliph with his apologia for the Sufi life that
al-Mutawakkil released him unharmed.
The
preserved sayings of Dhű al-Nűn attest to the profundity of his
mystical insight and to the skill with which he developed terminology
and structures to analyze the mystical life. He excelled at
elucidating the nuances of the various stages (maqâmâtat)
and states (ahwâl) encountered by the mystic along the Sufi
path. To him is attributed the first construction of a coherent theory
of ma'rifah, spiritual gnosis, which he contrasts with 'Urn,
the more traditional path of discursive reason.
A
pivotal aspect of Dhű al-Nűn's mysticism is the coincidentia
oppositorum, the "conjunction of opposites". The God
who pours out his love upon the faithful Sufi wayfarer is, in Dhű
al-Nűn's view, the same God who afflicts his lover with pain and
torment. God is, at one and the same time, al-muhyi, "the
giver of life," and al-mumit, "the one who
kills." Legend has it that at his death the following words were
found inscribed on his forehead:
This is the beloved of God.
Who died in God's love.
This is the slain of God,
Who died by God's sword.
Mystical
Ecstasy.
The evolution of ascetic and theoretical priiiciples to guide the
Sufi wayfarer, and the growing sophistication of aesthetic expressions
of love mysticism were not the only signs of a maturing mystical
tradition in Islam. An additional area of creative exploration by a
number of ninth- and tenth-century Sufis centered on refining the
understanding of what actually constitutes the goal of mystical
experience.
Rabi'ah's
articulation of the primacy of love in mystical union provided a
general framework for discussion; it did not, however, resolve the
most vexing question. Does union entail the complete obliteration of
the lover's soul in the Beloved or is the object of mysticism a loving
relationship in which both lover and Beloved preserve their
independence? Expressed more technically, of what do the experiences
of mystical annihilation (fanâ) and persistence in union (baqâ)
consist?
Abu
Yazid al-Bistâmi.
The debate was brought to a head in dramatic fashion by a number of
mystics whose ecstatic utterances provoked and scandalized the traditional
elements both within and without the Sufi movement. One of the
earliest ecstatics was Abu Yazid (known also as Bâyazid) Tayfűr ibn
‘Isa al-Bistâmi (d. 874), who lived in seclusion at Bistâm in the
province of Qumis. Few details of his life are known, but it is said
that he was initiated into the subtleties of mystical union by one
Abu 'Alt al-Sindi and that he developed a friendship with Dhű al-Nűn.
Muslim
hagiographers and spiritual writers have preserved, nevertheless,
many of the ecstatic utterances (shatahat) attributed to Abu
Yazid. These sayings differ from earlier Sufi expressions of union
because of their seeming affirmation of the total identification of
lover and Beloved. Cries of "Subhani!" ("Glory be to
me!") and "Ma a'zama sha'ni!" ("How great is my
majesty!") shocked the uninitiated because they smacked of shirk,
associationism, and aroused many Muslims' suspicions that Sufism
was a heretical movement.
In
a famous text, considered spurious but existing in several versions,
Abu Yazid vividly describes his reenactment of the Prophet's night
journey (mi'raj) as a mystical ascent during which his
"I" is gradually absorbed into the "He" of the
Beloved. Eventually "He" and "I" become
interchangeable, for in reality the attributes of Abu Yazid's essence
have been subsumed into God.
This
particular understanding of mystical annihilation (fanâ’)
is characteristic of Abu Yazid's mystical theory. Complete fanâ’
is attained only after the most arduous stripping away of one's
attributes. Nothing is spared, neither personality nor spiritual
attainments. Abu Yazid compares the process to the snake's struggle to
slough off its skin, or to the blacksmith's violent manipulation of
red-hot iron. The mystic experiences the most dramatic shifts of
emotion and spiritual experience; the soul vacillates between the
expansive rapture of bast, in which the self appears literally
to fill a room, and the implosion of qabd, in which the self
seems reduced to the size of the tiniest sparrow.
Because
of the apparent extremism of his ecstatic utterances, al-Bistâmi
was revered by later Sufis as the advocate of the path of intoxication
(sukr) in contrast with the path of sobriety (sahw)
associated with the famous Baghdad Sufi Abu al-Qasim al-Junayd (d.
910). The division between sober and intoxicated Sufis was to remain
an important one throughout the history of Islamic mysticism.
Al-Hallaj.
Despite their dramatic power, the ecstatic utterances of Abu Yazid
al-Bistâmi are overshadowed by those of the most famous of the
Baghdad mystics, Husayn ibn Mansur al-Hallaj. He was born in 857 at
al-Tur, in the Iranian province of Fars. His initiation into Sufism
began early in life, while he was still a teenager. For over twenty
years he lived in seculsion and was trained by a number of the great
Sufi masters of the period: Sahl al-Tustari, "Amr al-Makki, and
al-Junayd.
Eventually,
however, al-Hallaj broke away from his teachers and became an
itinerant preacher. His wanderings led him through Arabia and
Central Asia to the Indian subcontinent. He came into contact with
sages and mystics from a number of other religious traditions who
expanded the horizons of his own religious experience. As he continued
to mature spiritually al-Hallaj attracted increasingly larger
numbers of disciples. He be
came
known as halloj al-asrdr, "the carder of consciences,"
a play on the family name al-Hallaj, which meant "cotton
carder."
The
core of al-Hallaj's preaching was a call to moral reform and to the
experience of intense union with the Beloved. Among al-Hallaj's poetic
and prose writings, one phrase stands out as the paradigmatic
expression of mystical ecstasy, his famous "Ana al-Haqq!"
("I am the divine Truth!"). To the ears of non-Sufis and of
more sober elements in Sufism, al-Hallaj's self-divinizing cry was
tantamount to shirk, if not a bald rephrasing of the Christian
notion of incarnation (hulul).
It
is very doubtful that al-Hallaj wished to be considered primarily a
metaphysician. Consequently the charges leveled against him were due
to misperceptions of the intent of his mystical expressions. It would
remain for later Sufis to articulate philosophically a doctrine
of. identity between God and creation. Al-Hallaj's expressions of
ecstasy, on the contrary, are part of a tradition whose main goal
was to celebrate the transforming power of the experience of
mystical union with the Beloved; secondarily the concern was to
contribute to the growing body of technical terminology and theoretical
speculation about the nature of mysticism.
Many
scholars have considered al-Hallaj's proclamation of unique intimacy
with the divine to be one of the main causes of his eventual
imprisonment and execution at the hands of the Abbasid authorities.
There is no doubt that al-Hallaj's ecstatic utterances and his
rein-terpretation of certain elements of Islamic ritual practice
were objects of violent criticism by many of the religious hierarcy.
His execution, however, was as much the result of politics as of
mysticism.
Al-Hallaj's
insistence on announcing publicly his vision of mystical union
transgressed a cardinal principle of the great Sufi masters of his
generation. The accomplished mystic was never to divulge to the
uninitiated experiences that were beyond their comprehension; the true
nature of union was to be discussed only with one's fellow adepts or
not at all. Such elitism did not conform to al-Hallaj's more populist
notion of mysticism. For his lack of prudence he was ostracized by his
former teacher al-Junayd and was branded a political threat and
rabble-rouser by the secular authorities.
Finally,
al-Hallaj found himself embroiled in caliphal politics during the
reign of al-Muqtadir (908-932). He was lionized and defended by one
vizier and condemned by the next, protected by the caliph's mother,
but finally sentenced to death by the son. Al-Hallaj spent about eight
years in prison before he was eventually executed in 922. The
gruesome details have been recorded by his disciples: al-Hallaj was
flogged, mutilated, exposed on a gibbet, and finally decapitated.
The body was then burned. For al-Hallaj, however, death was not a
defeat; on the contrary, he desired fervently to become a martyr of
love. Al-Hallaj was convinced that it was the duty of the religious
authorities to put him to death, just as it was his duty to continue
to preach aloud the unique intimacy he shared with the divine:
Kill
me, my trusted friends.
for
in my death is my life!
Death
for me is in living, and
life
for me is in dying.
The
obliteration of my essence
is
the noblest of blessings.
My
perdurance in human attributes,
the
vilest of evils.
The
creativity of al-Hallaj's work is reflected perhaps most strikingly in
his ingenious use of the science of opposites. In his Kitab
al-tawasin al-Hallaj describes his two role models in mysticism as
Iblis (the devil) and Pharaoh. Both suffered condemnation at the hands
of God, al-Hallaj attests, yet neither swerved from his appointed
course. The Qur'anic text affirms on several occasions that Iblis,
who was chief of the angels and the most dedicated of monotheists, was
commanded by God to bow to the newly created Adam. He refused, despite
God's threat to condemn him forever, and chose, like al-Hallaj, to
become a martyr of love.
My
refusal is the cry, "Holy are you!"
My
reason is madness, madness for you.
What
is Adam. other than you?
And
who is Iblis to set apart one from the other?
All
three are outcasts who have transgressed the law to attain a higher
goal. Yet the reason for the transgression is each one's love
relationship with God, which functions as a higher law for the
perfected Sufi.
My
friend and my teacher are Iblis and Pharaoh. Iblis was threatened with
the fire, but he did not go back on his preaching. And Pharaoh was
drowned in the Red Sea, but he did not acknowledge any mediator at
all. . . . And if I were killed, or crucified, or if my hands and feet
were cut off, I would not go back on my preaching.
'Ayn
al-Qudat,
An even more subtle treatment of the science of opposites (coincidentia
oppositorum) is evident in the work of another martyr-mystic of
Islam, 'Ayn al-Qudat al-Hamadhani, who was born in western Iran in
1098. He proved himself a brilliant student as a young man, mastering
the traditional Islamic religious sciences. He was also recognized for
the quality of his literary style in both Arabic and Persian. The most
in-' fluential Sufi master in his spiritual formation was Ah-
mad
al-Ghazali (d. 1128), a preeminent teacher and the brother of the most
famous mystic-theologian in Islam, Abu Hamid al-Ghazali (d. 1111).
Ahmad's own contribution to Sufism is considerable, especially his
classic treatise on mystical love, Sawanih.
As
'Ayn al-Qudat's fame grew, his disciples increased and, like
al-Hallaj, he soon incurred the wrath of the religious and political
authorities. He was accused of a number of heretical ideas, the most
serious being the claim that there was a complete identity between the
Creator and his creation. Imprisoned in Baghdad, 'Ayn al-Qudat was
later transferred to his native city of Hamadhan where he was put to
death in grisly fashion in 1131; He was only thirty-three years of
age.
The
conjunction of opposites, according to 'Ayn al-Qudat, is reflected in
the very notion of the God of Islam. One need look only to the
Muslim confession of faith (Shahadah) for confirmation: "La ilaha
ilia Allah" ("There is no god but God!"). La ilaha
("there is nogod") i$ the realm of the malevolent divine
attributes, which spawn falsehood and which seduce the soul of the mystic
away from the truth.
To
pass from la ilaha to the realm of ilia Allah ("but
God") requires that the Sufi wayfarer confront God's chamberlain,
who stands guard at the threshold of ilia Allah. Who is this
chamberlain? None other than the devil Iblis.
In
the same way that al-Hallaj in his Kitab al-tawasin purports
that the devil Iblis is a model of piety, 'Ayn al-Qudat employs this
paradoxical motif to dramatize the tension of opposites in God. He
links Iblis with Muhammad, claiming that both are but different
aspects of the same divine reality. Iblis is described as the black
light of straying while Muhammad is the white light of truth and
gnosis; both spring, however, from the same attribute of God, namely
his power. Muhammad is the guiding light of God's power while Iblis
is its destructive fire.
Perhaps
the most creative symbols employed by 'Ayn al-Qudat to capture the
conflict within God are those of the curl and the mole that lay upon
the face of the Beloved. The lock of hair that hangs in an arrogant
curl over the cheek of the Beloved enjoys a privileged state of
intimacy. Instead of driving away the seeker from the threshold of ilia
Allah with the sword of divine power, or deceiving the soul with
black light, the Iblis-curl distracts and seduces the Sufi with the
amorous gestures of the coquette, thus entangling the soul in lesser
spiritual attainments.
The
image of the Iblis-curl must, of course, have its Muhammad
counterpart. In addition to the curl, the mistress possesses another
mark of beauty, a black mole on the cheek that is equated with
Muhammad. Both
curl
and mole, however, spring from the face of God;
the
curl is seducer while the mole is the guide to Truth.
All
of the paradoxical images used by 'Ayn al-Qudat— the tension between
curl and mole, black light and white light, between Id ildha
and ilia Allah—point to the fact that God himself is the
source of paradoxes. More- | over "Ayn al-Qudat is convinced that
both poles of the paradox must be experienced if one is to attain true
spiritual gnosis:
Unbelief
and faith are two veils beyond the throne between God and the servant,
because man must be neither unbeliever nor Muslim.
Al-Ghazâli.
The effort of many of the writers to legitimize Sufism's place in
Islam culminates in the work of a man whose contribution to the
Islamic religious sciences ranges far beyond mysticism. Abu Hamid
Muhammad ibn Muhammad al-Ghazali was bom at Tus near the modem Iranian
city of Mashhad in 1058. His early training was in jurisprudence (fiqh),
but he soon excelled in theology (kaldm) and eventually in
Arabic philosophy (falsafah), which was exemplified by the
Neoplatonism of al-Farabi and Ibn Sina (Avicenna).
A
recurring theme in al-Ghazali's work is the relationship between
reason and revelation. The great Arab philosophers tilted the
balance in favor of reason, insisting that truth was attainable
without the aid of revelation. The conclusions arrived at by
philosophers, however, did not always conform to the standard
orthodoxy derived from the Qur'an. For example, dogmas on the cre
ation
of the world from nothing, the resurrection of the dead. God's
knowledge of particulars as well as univer-sals—all were called into
question by the philosophers.
Al-Ghazali
championed the truth of revelation over that of philosophical
speculation. He was not, like some fundamentalist extremists,
antiphilosophical however. On the contrary, al-Ghazali's fascination
with philosophical logic is manifested in many of his works, for he
was convinced that philosophy could contribute substantially to
Muslims' understanding of law and theology. It was only against the
excesses of philosophy that he railed in his Tahdfut al-faldsifah
(The Incoherence of the Philosophers), not against philosophical
reasoning per se.
Al-Ghazali's
influence was enhanced by the political support he received from the
ruling authorities, especially the Seljuk vizier Nizam al-Mulk, who
appointed him professor at the Nizamiyah madrasah in Baghdad in
1091. It was during his professorship at Baghdad, however, that a
personal crisis radically transformed the future shape of al-Ghazali's
career. Whereas his earlier concerns had been with more theoretical
and speculative issues, the focus now shifted to the role of religious
experience in the life of the Muslim.
In
1095 al-Ghazali experienced what can only be called an emotional and
psychological breakdown. As he described it later in his
autobiography, Al-munqidh min al-daldl (The Deliverer from
Error), his state of anxiety left him almost catatonic. He suffered
terrible doubts about his ability to arrive at any religious truth;
more
important he was overwhelmed by the emptiness of external religious
ritual and law. Al-Ghazali abandoned his teaching career and sought
a solution to his doubts in Sufism, which, he hoped, would provide him
with the personal experience of truth or dhawq (lit.,
"taste").
The
success of his quest is attested by his later writings, which foster
the integration of an interior life with the life of external
observance. Alone, each leads either to excess or to spiritual myopia;
together, however, they constitute a life of balance and dynamic
spiritual growth. To this end al-Ghazali wrote what was to be his most
influential work, the Ihyd' 'ulum al-din (Revivification of
the Religious Sciences), which epitomizes his vision of Islamic life
and which remains an integral part of the training of Muslim scholars
to this day.
After
eleven years of absence from teaching, al-Ghazali was persuaded to
return once again to the classroom by the vizier Fakhr al-Mulk, son
of his late patron, Nizam al-Mulk. His second career lasted only
several years, for he retired to a Sufi convent at Tus before his
death in 1111. The measure of his impact on the intellectual life of
Islam is impossible to calculate. In the history of Sufism, however,
he is especially remembered for having contributed substantially to
the acceptance of mystical experience as an integral dimension of Islamic
religion.
Other
Genres*
In addition to the Sufi manuals, other important genres of mystical
literature developed in the classical period. Fables, epigrams, epic
poems, poetry, aphorisms, all were creative vehicles for mystical
expression. Early Qur'an commentators and street preachers had focused
on the lives of the prophets for inspiration. This spawned the Qisas
al-anbiyd' (Tales of the Prophets), collections of lively didactic
stories, often with moral themes. In similar fashion the lives of famous
Sufis were assembled by mystical writers into biographical
dictionaries, which evolved into important companion volumes to the
manuals.
Despite
the fact that authors rarely distinguished between historical fact
and pious fiction, these hagio-graphic compendia are crucial for our
knowledge of the lives and teachings of the great masters of classical
Sufism. Individual compilers, moreover, offer important critiques of
a number of Sufi movements, mystical theories, and the like.
The
first systematic history of the lives of Sufi mystics is ascribed to
Abu *Abd al-Rahman al-Azdi al-Sulami (d. 1021).His Taba^dtal'sufty
ah (Generations of the Sufis) became the basis for the expanded
versions of two later Sufis, the Tabaq&t al-suftyah of Abu
Isma'il Abd Allah Ansari (d. 1089) and the Nafdkat al-uns
(Wafts of Pleasure) of Nur al-Din 'Abd al-Rahman ibn Ahmad Jami (d.
1492). The most comprehensive work of Sufi hagiog-raphy. however, is
the prodigious, multivolume Hilyat al-awliya (Necklace of
Saints) of Abu Nu'aym al-Isfa-hani (d. 1037). Later writers continued
the tradition, including Farid al-Din 'Attar (d. 1221 ?) with his Tadhkirat
al-awliyd' (Biographies of the Saints).
'Abd
Allah Ansari and the epigram.
Many of these authors excelled at more than one genre of mystical
literature. 'Abd Allah Ansari of Herat, a city in present-day
Afghanistan, for example, is noted for important works on mystical
theory but most especially for his epigrams, the Mundjdt
(Intimate Conversations). This tiny book, a milestone in Sufi
literature, is the vade mecum of countless Persian-speaking
Muslims. Although the text appears deceptively simple it contains
the kernel of Ansari's complex vision of mystical union.
To
appreciate Ansari's contribution to Islamic mysticism, it is
essential to place him in the context of the theological debates that
resulted in the classical synthesis of al-Ash'ari (d. 935) and his
school. Controversies arose in the ninth century over differing
interpretations of the Qur'anic verses dealing with freedom and predes
tination,
the nature of divine attributes, and the origins of good and evil. The
most influential group defending radical freedom and moral
responsibility were the Mu'tazilah, whose views were strongly
influenced by Greek thought. Since human beings are responsible for
their deeds, they insisted, God cannot be blamed in any way for human
turpitude. Reward and punishment are absolutely just because God
himself is just. Furthermore God's justice requires that actions
have an intrinsic moral worth that can be recognized by men and
women.
The
logic of the Mu'tazili view, nevertheless, was challenged by verses in
the Qur'an itself that emphasize God's complete omnipotence and
question human beings' ability to determine their fates, for God
"leads astray whomever he wills and guides whomever he
wills" (16:93). A solution proposed by al-Ash'ari and his
followers was to choose neither radical freedom nor complete
predestination, but rather to affirm both as true. This use of paradox
as a henneneutical tool permeates both theology and mysticism in
Islam.
It
must be admitted, however, that al-Ash'ari's views leaned more in the
direction of predestinarianism than of freedom. He was a staunch
proponent of God's complete control over human actions; freedom is
little more than God's willingness to allow us to participate in his
determination of our fate. It is God alone who first creates our
actions and then ascribes them to us.
Even
secondary causality is called into question because to assert that
nature functions independently according to its own laws seems to
ascribe to nature an independent power separate from God, a position
smacking of shirk. In defending God's absolute omnipotence,
furthermore, al-Ash'ari was obliged to deny the intrinsic goodness or
evil of human actions. An action is good or evil only because God has
determined it to be so. Lying, for example, is evil because God has so
decreed; if he changed his mind lying would be right.
Ansari's
theological views were even more conservative than those of
al-Ash'ari. As a follower of Ahmad ibn Hanbal (d. 855), Ansari
defended the most literalist interpretations of the Qur'an. Whereas
the Mu'tazilah allegorized the anthropomorphic descriptions of God's
attributes in the Qur'an, and the Ash'ariyah affirmed their existence,
albeit in a way beyond the grasp of human reason, Ansari and the
Hanabilah insisted that the verses must be taken at face value.
Consequently his positions appeared even more paradoxical than those
of the more moderate Ash'ariyah.
As
Ansari indicates in the Mundjat, God commands us to obey him
and then prevents our compliance. Adam and Eve, for example, are
seduced not by Satan, but by God. Their seduction is predestined and
they are obliged to particpate. Despite the seeming victimization of
humans by God, however, the Sufis are not to conclude that they are
absolved of responsibility for their evil deeds. Paradoxical as it may
sound, Ansari recommends that the true attitude of the devoted
mystic is that taken by Adam and Eve when they were confronted with
the tragedy of their sin. They realized they were God's pawns but
blamed themselves for the deed: "And they both said, *0 Lord, we
have wronged ourselves!'" (surah 7:23).
Ansari
moves naturally in the Munajdt from a discussion of the
paradoxical tension between freedom and predestination to that between
good and evil. And he reflects an attitude toward ethics that is
characteristic of many of the ecstatic Sufts: whatever God wills for
the mystic, be it blessing or curse, intimacy or separation, is good
because it comes from God. Such a stance runs counter to the
mainstream ethics of Sunni Islam, which locate the guide for human
action and the determination of moral worth in the synthesis of
Qur'an, hadith, and short'ah.
For
the perfected Sufi, however, there is a higher law, namely the love
relationship, that determines action and provides the means to
evaluate the goodness or evil of particular behavior. The upshot is
that, for the Sufi elite, certain practices are permissible that would
be disproved according to the religious law of the community.
Such
an attitude has often been cited as proof of the dangerous antinomian
tendencies endemic to Sufism. On closer examination, however, such
behavior is not that far removed from the classical Ash'ari synthesis.
Al-Ash'ari, we have seen, claims that actions are good or evil because
God determines them to be so; moreover, if he changed his mind about
a particular action its moral worth would change. What one finds in
the behavior of a number of Sufis is, in fact, the acting out of this
hypothetical case, for the Sufi elite insist that the quality of their
love relationship with the divine raises them to a higher tier of
ethics, one at times radically different from the lower tier. Ansari
counsels the Sufi to move beyond the everyday concerns with reward or
punishment, and beyond the common notions of good and evil. The goal
is to please the Beloved; that is what constitutes the good.
Ansari
goes so far as to claim that the lover-beloved relationship moves one
to a plateau on which even the five pillars of Islam appear
superfluous. The pilgrimage to Mecca is an occasion for tourism;
almsgiving is something that should be left to philanthropists;
fasting is an ingenious way to save food; and ritual prayers should be
left to old crones. The focus of the mystic should not be the laws and
ritual structures of the Islamic
community (ummah); it is the love relationship that supersedes
all.
Ansari
is a dramatic example of the mystic whose basic theological and
religious conservatism do not bar him from the most exuberant
expressions of union. He is not, however, alone in perceiving that the
Sufi adept must often move beyond the constraints of Islamic law. Abu
Sa'id ibn Abi al-Khayr (d. 1089) of Mayhana in Khorasan, for example,
mirrors as well the same paradoxical approach to religious practice.
He began his life as a violent ascetic, isolating himself from normal
social intercourse and faithfully observing the obligations of the
law. It is said that he was discovered by his father hanging upside
down in a pit, reciting the Qur'an.
At
the age of forty, however, Abu Sa'id attained gnosis (ma'rifah)
and his actions changed dramatically. He and his followers became
renowned for their feasting. In place of ritual prayer, communal
Sufi devotions were substituted. Once, when questioned by a non-initiate
about his attitude toward the pillars of Islam, especially the
pilgrimage to Mecca, he replied that it was a waste of time to travel
so far simply to circumambulate a stone house (the Ka'bah). Rather,
the sacred cube should circumambulate him! These statements, shocking
though they were to non-Sufis and even to some of the more sober
mystics, were not intended to flout the law. On the contrary, the
privileged spiritual elite understood their behavior as that which
was enjoined on them by the Beloved.
The
mathnavi: Farid al-Din 'Attar:
The epigrams of "Abd Allah Ansari, succinct and accessible to a
wide range of people, are in sharp contrast with the poetic genre of mathnavi,
which was introduced into Sufism by the Ghaznavid poet Hakim Abu
al-Majd Majdud ibn Adam Sana'i (d. 1131?). The rhyming couplets of the
mathnavi had previously been made famous in secular literature
by the renowned Persian poet Firdawsi in his Shdh-namah (The
Epic of the Kings). The general structure of SanaTs mystical mathnavis,
the most famous of which is the Hadiqat al-haqiqah (The Garden
of Truth). is imitated by later Sufi authors. The framework consists
of mystical teachings interspersed with illustrative fables,
anecdotes, proverbs, and the like. The different mathnavis
vary, however, in length, the quality of their style, and in the
organization and development of their themes.
Important
as SanaYs introduction of the mathnavi into Sufism was, he is
not remembered as a great stylist. For a true master of the mathnavi
form we must turn to the Persian poet and spiritual guide, Farid
al-Din 'Attar (d. 1221?). 'Attar lived most of his life in and around
the city of Nishapur, near the modem Iranian city of Mashhad. It is
reported that he was killed during the Mongol sack of the city. His
name indicates his occupation, that of apothecary, and it appears
that he continued in his profession even as he composed his mystical
treatises.
It
is evident from 'Attar's work that he was a man learned in both the
religious sciences and secular literature. He demonstrates enormous
perspicacity in his treatment of the subtleties of the spiritual life.
"Attar's success, however, is due equally to the fact that he possessed
the requisite literary skills to mold his ideas into an aesthetic
whole of genuine quality. 'Attar is poet, storyteller, and spiritual
theorist; he entertains, cajoles, and leads the reader through
numerous levels of spiritual awareness.
Of
his mathnavis the best known is the mythic fable Mantiq
al-tayr (The Conference of the Birds). The text operates on a
number of levels. On the surface it is a lively fable about a group of
birds who decide to seek out their king, the Simurgh, of whom they
have only the barest recollections. The journey is long and arduous,
the path uncertain. Many birds abandon the quest out of weakness,
apathy or fear; others perish along the way. Finally thirty birds
arrive at the palace of the Simurgh. This event constitutes the pun
on which the story is based, for "thirty birds" in Persian
is si murgh.
The
far more serious level on which the fable operates is that of an
elaborate analysis of the Sufi path. Asceticism, illumination, and
finally union are explored in depth. The internal structure of the
work resembles an ascending spiral staircase. The bird-souls progress
upward, often returning to an earlier point, except now at a more
advanced level. The birds are not uniform souls but mirror a variety
of human personality types. Their strengths and difficulties reflect,
moreover, the issues faced by a wide variety of Sun seekers.
The
overall power of the work is due to its meticulous organization. It is
necessary to study the text closely to appreciate the care with which
'Attar develops his multileveled thematic structure. The last section
of the work describes the seven valleys through which the tested
remnant must pass in order to reach the Simurgh. The final valley is
that of fcma, "annihilation," where the thirty birds
merge with their beloved Simurgh as the moth merges with the flame.
Lyric
and mathnavi: Jalal al-Din RumL
Despite 'Attar s obvious literary and analytic skills, his work is
surpassed by the greatest of the Persian mystical poets, Jalal
al-Din Rumi (known as Mawlana, "our master"). Rumi was born
in Baikh in 1207, the son of Baha' al-Din Walad, who was himself a
noted legist, teacher, and spiritual guide. Around 1219, however,
Baha' al-Din left Baikh because of the threat of invasion by the
Mongols. The family set out on pilgrimage to Mecca, passing
through
the city of Nishapur where, it is reported, Baha' al-Din and his young
son met 'Attar, who predicted Rumi's future greatness.
Baha'
al-Din settled eventually in Konya in Anatolia (known as Rum, hence
the name Rumi). He was warmly received by the ruling Seljuk
authorities and resumed his career as teacher and shaykh. Following in
his father's footsteps, Jalal al-Din became well versed in the
Islamic religious sciences and philosophical theology. After Baha'
al-Din's death in 1231, Jalal al-Din assumed his father's teaching
post.
Rumi's
Sufi training progressed in serious fashion under the tutelage of
Burhan al-Din Muhaqqiq, one of his father's disciples. The critical
moment in Rumi's spiritual development, however, was his meeting in
1244 with Shams al-Din of Tabriz. For two years they were inseparable,
Rumi finding in Shams the vehicle through which to experience the true
ecstasy of mystical love. Their relationship was a source of jealousy
and scandal among Rumi's family and followers. Abruptly, Shams
departed Konya for parts unknown.
Rumi
was disconsolate, but, with the help of his son Sultan Walad, he
engineered Shams's return. Rumi's rekindled joy was shortlived,
however, because Shams disappeared for the last time in 1248, and
there is persuasive circumstantial evidence that Shams was murdered,
perhaps with the connivance of Rumi's family.
The
intense love relationship Rumi shared with Shams was the catalyst for
the creation of some of the most extraordinary poetry in the Persian
language. Rumi was prolific; his poetic verses number close to forty
thousand, collected in a work that bears the name of his beloved, the Divdn-i
Shams-i Tabriz!. He is a master of imagery, ranging from the
mundane realities of food, weaving, and the like to more subtle
treatments of nature, music, and religious symbols. Prominent, of
course, is the image of Shams, "the sun," in whose brilliance
and intensity Rumi loses himself. Both the agony of separation and the
exhiliration of union ebb and flow throughout his poetry. The emotions
evoked run the gamut of human experience. Rumi does not hesitate to
shock; anger, cruelty, and vulgar sexuality share the stage with the
ecstasy of annihilation in the Beloved, proving that the Sufi quest
must not be romanticized. Love not only has the potential to fulfill;
it also destroys.
Rumi's
other masterpiece, his Mathnavi'yi mafnavi (Spiritual
Couplets), was written at the urging of his cherished disciple Husam
al-Din Chelebi. Husam al-Din, like many Sufis of the period,
discovered in the mathnavis of Sana'i and 'Attar a wealth of
spiritual wisdom. It was imperative, Husam al-Din believed, for his
revered shaykh to preserve his teachings in similar fashion for
posterity. Thus Rumi was persuaded to dictate his Mathnavi to
Husam al-Din, who transcribed the text and read it back to his master
for correction. The final product is substantial, six books totaling
almost thirty thousand verses. Several of Rumi's lesser works—letters,
discourses, and sermons—have been preserved as well.
Whereas
"Attar's works, especially his mathnavis, are noted for
their clear structural development, those of Rumi resemble more the
stream-of-consciousness style. One must be steeped in Rumi's work
before daring to analyze his thought.
The
statement is often made that Rumfs Mathnavi is the Qur'an of
the Persians. While the main point is the enormous popularity the text
has had, and continues to have, in the Persian-speaking world, there;
is another level on which the comparison is apt. The Qur'an communicates
itself primarily in individual, sometimes self-contained, units, not
as a structured whole. Similarly, many segments of the Mathnavi
have an internal unity of their own. Yet the sections of the text are
strung loosely together like a string of pearls of different sizes,
shapes, and hues. Themes appear and disappear, only to be addressed
again from a different perspective. To seek out a unifying structural
element in the Mathnavi is perhaps to do an injustice to the
intent of the author. Its appeal lies in its fluidity and
allusiveness. True, this can be frustrating at times; frustration,
however, soon turns to fascination as the reader is lured once again
into the complex web of Rumi's thought.
Gnosis
and Ibn 'Arabi
The
history of mysticism in Islam is replete with individuals of
brilliance and creativity. Among these exceptional personalities,
however, one stands out from the rest because of his unique genius.
Abu Bakr Muhammad ibn al-'Arabi al-HStimi al-Ta'i was born at
Murcia in Muslim Spain in 1165. He is honored with the titles
"Al-Shaykh Al-Akbar" ("doctor maximus")
and "Muhyî al-Din" ("the revivifier of
religion"). Eventually he came to be known under the name Muhyî
al-Din ibn "Arabi.
While
still a child, Ibn ‘Arabi and his family moved to Seville, where he
received the greater part of his education in the traditional
Islamic religious disciplines. He was greatly influenced in his
spiritual development by two female Sufis, especially Fatimah of
Cordova. A great deal of his mystical insight, however, evolved from
visionary experiences, the first occurring during an illness in his
youth. Throughout his life he continued to have visions on which he
placed a great deal of reliance.
Ibn
'Arabi's visionary bent is equally evident in his claim to have been
initiated into Sufism by the mythic figure Khidr, a mysterious being,
said to be immortal, associated with a Qur'anic fable (surah 18) and
pre-Islamic legends. Khidr is renowned in Sufism as a saint and guide
of exceptional spiritual power; to be chosen, as one of his disciples
is a rare privilege.
In
his early twenties Ibn ‘Arabi traveled extensively throughout Spain
and North Africa and broadened his intellectual perspectives. He
describes a unique meeting in Cordova with the greatest of the Muslim
Aristotelian philosophers, Ibn Rushd (known as Averroes in the Latin
West). The encounter is heavy with symbolism, for Ibn Rushd represents
the total reliance of philosophers on reason ('aql), while
Ibn 'Arabi champions gnosis (ma'rifah) as the only means to
experience the fullness of truth.
In
1201 Ibn 'Arabi left Spain and North Africa for the last time,
undertaking travels that brought him to many important centers of
Islamic learning. In 1223 he settled in Damascus, where he remained
until his death in 1240. His mausoleum continues to be an important
pilgrimage center.
Ibn
'Arabi is unique because he was both an original thinker and
synthesizer. Many of his ideas resonate with earlier intellectual
developments in Sufism and in philosophical theology. His greatness,
however, lies in his ability to systematize Sufi theory into a
coherent whole with solid metaphysical underpinnings. Ibn ‘Arabi,
therefore, should not be viewed as an eccentric outside of the
mainstream, but rather as the genius who was able to gather together
various strains of mystical philosophy and to mold them into an
esthetic whole.
The
corpus of Ibn ‘Arabi’s work is massive, which complicates
considerably any attempt at a comprehensive analysis of his thought.
In addition his style is often dense, reflecting the esoteric nature
of his ideas. Two of his most influential works are Al-futuhât
al-makkiyah (The Meccan Revelations), which he was ordered to
write in a visionary experience while on pilgrimage, and Fuţűţ
al-hikam (The Bezels of Wisdom).
Wahdat
al-Wujűd.
The central concept in Ibn 'Arabi's system is wahdat al-wujâd,
"unity of being." Scholars have debated whether Ibn 'Arabi
intends this term to describe a monist system, where nothing exists
but the One. An affirmative response does not indicate, however, a
dramatic shift in Muslim metaphysics because, in reality, Ibn *Arabi
is only taking the Ash'ari synthesis to its logical extreme. The
Ash'ari insistence on God's total omnipotence and control over the
universe implies that God is the only true agent. It is not illogical,
therefore, to suggest, as Ibn "Arabi does, that God must also
be the only true existent.
The
divine essence in itself is completely transcendent; it is, in fact,
unknowable, the lâ ilâha ("there is no god") of the
Muslim confession of faith. This plane of unconditioned unity (ahadîyah),
however, is not the only plane on which divine reality exists. The
plane of oneness (wâhidîyah) is characterized by a unity in
plurality, a unity in which the qualities of all possible existents
reside. Once again the ultimate solution is paradox. The divine is
undifferentiated and totally transcendent; yet in the divine are
discovered the qualities of all potential beings.
Reality,
therefore, is tiered, a progression of spiritual manifestations.
Ultimate reality is the theos agnostos, the "unknown
God," from which emerge the different planes of divine existence,
culminating in the God of revelation, Allah, the illâ Allah
("but God"), of the confession of faith. The creation of the
cosmos occurs, not out of nothing (creatio ex nihilo) as
traditional Western theology would have it, but because of the
yearning of the unknown God to escape from isolation. A hadith dear
to Sufis encapsulates God's intent: "I was a hidden treasure and
I desired to be known, so I created the creation in order that I
might be known."
Creation,
therefore, is the manifestation of the One in the plurality of created
beings. God's sigh of longing breathes forth the universe, the mirror
in which he comes to know himself. The agency through which the cosmos
is produced is the divine creative imagination. The process is not
static but dynamic, for in the same way that God exhales, he inhales,
drawing creation back to its source in the One. Gnosis for the Sun,
therefore, entails progress along the path from illusion (the naive
conviction that heis ah independent reality distinct from God) to
insight into creation's identification with God's self-revelation.
The
Perfect Human Being.
The mirror that the One projects forth is not uniformly 'polished. The
created being in which the Absolute becomes most fully conscious of
itself is man. And there is in every generation al-insân al-kâmil,
the Perfect Human Being, who is the link between Absolute Being and
the created realm. Through the mediacy of the Perfect Human Being the
dynamic process of emanation and return takes place. In fact, the
process would be impossible without that being, the most perfected
Sun, the qutb ("pole"), the axis around which the
cosmos revolves.
Ibn
"Arabi's emanationist view of creation reinterprets, moreover,
the traditional understanding of the goal of mysticism in Islam. Many
early Sufis described the path as a growth in loving union between a
soul, which retains its essential independence, and the Beloved who,
while being the source of creation, is distinct from it. For Ibn
'Arabi and his followers, the goal is not primarily love but wisdom,
to move from the illusion of plurality to the gnostic insight that one
has always been, and will continue to be, totally united with the
source of all being.
Wahdat
al-wujűd.
has enormous implications, furthermore, for the Sufi understanding
of human freedom and ethics. Nothing manifests itself in creation
unless God wills it. This is an axiom of both Ibn 'Arabi and traditional
Islam. In Ibn "Arabi's system, the archetypes of all potential
beings exist in the One. When these potential realities are
actualized in the illusory realm of plurality, they function
completely in accord with their celestial archetypes. In the realm
of the created world, therefore, individual free choice is illusory.
All change is predetermined by the archetype of the particular
reality. Freedom exists only insofar as all creatures participate in
the freedom of the One, with which they are ultimately identified.
Ethics,
in addition, must be seen in the light of the determinative power of
the celestial archetypes. In the realm of creation, the law (shari'ah)
delineates what actions are in accord with God's revelation. From
the perspective of the One, however, all actions are good since they
are manifestations of the divine creative imagination and are in
accord with the celestial archetypes. Culpability is relative because
it is operative only in the realm of created illusion. Eventually all
return to the undifferentiated One; thus there is no eternal reward or
punishment in the traditional sense.
The
complexity of Ibn 'Arabi's-thought defies summation in a few brief
paragraphs. Nor have scholars in the field yet gained sufficient
mastery of his work to unravel his convoluted and sometimes
contradictory ideas. What is clear, however, is the pervasive
influence of Ibn 'Arabi and his school on later Sufism. Disciples such
as Sadr al-Din Qűnawi (d. 1274) in Anatolia and commentators on his
work such as *Abd al-Rahman ibn Ahmad Jami (d. 1492) in Persia
disseminated his ideas throughout the Islamic world.
Sufi
Fraternities
The
history of Sufism is much more than the history of mystical theory and
expression. There is a significant social dimension to Islamic
mysticism that must be explored if the picture is to be complete.
Even many of the early Sufis, individualists though they were, sought
out the advice and counsel of their fellow wayfarers. From the very
beginning, therefore, companionship (suhbah) was considered
essential for progress in the spiritual life. [See Suhbah.]
Fluid
interaction among Suns soon evolved into the more structured
relationship of master and disciple, adding a new level of social
complexity. Not only would disciples visit their masters, but many
also took up residence with them. The earliest formal Sufi convent
seems to date from the latter part of the eighth century ce,
on the island of Abadan.
Political
changes in the Islamic empire contributed to the stabilization of Sufi
institutional structures. In the mid-eleventh century the Seljuks
wrested control of the Abbasid caliphate from the Shî'î Buyids. The
Seljuks were staunch Sunnis who took over the religious educational
system of the madrasahs in order to reindoctrinate the
intelligentsia with Sunni orthodoxy. The public support they provided
for Sufi establishments afforded the Seljuks more control over the
type of Sufi piety inculcated in the new recruits, but at the same
time, government patronage ensured the survival of the various Sufi
institutions.
By
the thirteenth century, several types of Sufi establishments had
evolved, each with a different general purpose. The ribât was
a residence or training center, which originated in the Arab regions
of the empire. Khânqâhs were similar establishments rooted in
the more persianized environment of Khorasan; they eventually
spread, however, into the Arab centers. The more serious training took
place in the zâwiyahs, which usually housed a teaching
shaykh; khalwah is the name given to the retreat of a single
Sufi or dervish. (Dervish is derived from the Persian word for Sufi, darvish,
"poor." "beggar.")
More
important than the physical environment in which Sufis congregated is
the evolving infrastructure of the Sufi communities themselves. In the
eleventh century, fluid organizations continued to predominate;
their
common link was the desire for suhbah and for the guidance of a
shaykh. Frequently, a master and his disciples remained a cohesive
social unit only until the death of the master, after which the group
disbanded.
By
the thirteenth century the situation had altered significantly. Many
Sufi groups became self-perpetuating social organizations whose
central focus was the founder and his teaching. No longer was the
survival of the group dependent on a particular living shaykh; authority
was passed from shaykh to disciple, thus providing a stable
structural basis for the continued growth and development of the
community. The new master was the chief custodian of the founder's
spiritual legacy and, on occasion, an innovator in his own right. [See
also Dervishes; Khanqah; and Madrasah.]"
Silsllahs.
These stable social organizations came to be called tariqahs
("ways"), known in English as Sufi orders, fraternities or
brotherhoods. Each founding shaykh had his silsilah
("chain"), his spiritual lineage which contributed
substantially to his stature in the Sufi community. The silsilah
is, more precisely, a genealogy.
tracing the names of one's master, of one's master's master, and so on
back through history. Often a prominent shaykh would have been
initiated more than once, by a number of illustrious Sufis, thus
adding additional stature to his spiritual pedigree.
There
are two main silsilah groups, which later subdivided into
literally hundreds of Sufi fraternities. The first chain, generally
considered the more sober of the two, traces its links back to Abu
al-Qasim al-Junayd, the famed spiritual guide from whom al-Hallaj
eventually broke away. The second, and more intoxicated, silsilah
derives from the first great Sufi ecstatic, Abu Ya-zid al-Bistâmi.
These designations are very general, and membership in either group
indicates only a spiritual genealogy, not necessarily an actual
attitude toward mystical experience.
The
members of the Bistâmi branch are often called Malamati,
"blameworthy." The appellation, however, can be
overstressed, for it does not mean that they scorned Islamic law. On
the contrary, many were meticulous in their observance. But
eventually the name came to describe, in broad terms, those Sufis who
eschewed completely all of the public trappings of Sufism and of
piety in general; they were characterized by the virtue of absolute
sincerity (ikhlas). The Malamatiyah rejected Sufi initiation
and the guidance of a shaykh, nor would they engage in public
devotional practices common to Sufis. Whatever ritual acts they
performed were carried out in private. Their individualism made them
appear to some as suspicious and marginal. The Malamatiyah,
nevertheless, should be clearly distinguished from the Qalandariyah,
or wandering dervishes, many of whom did engage in practices that
made mockery of the religious law and of traditional morality.
The
centrality of silsilahs in Sufi fraternities is not completely
unique. One discovers an analogous emphasis in the hadith
literature, where the literary structure of a hadith has two
parts: the chain of transmitters (is-ndd) and the body of the
text (matn). According to Muslim tradition, the authenticity
of the hadith is guaranteed by the reliability of the isndd.
In the same way that the power of sacred word in the hadith has
been preserved by the chain of transmitters, so too do the teachings
and powers of a particular shaykh remain alive through his silsilah.
Whether
or not the isnads are historically reliable is not a question
that need be discussed here. Suffice it to say that the importance of isnads
for Muslims is to ground hadiths solidly in the period of the
original revelation. Thus there can be no question that the teachings
of the hadiths are innovations; rather hadiths are but
more detailed insights into God's will already expressed in general
terms in the Qur'an.
In
similar fashion the silsilahs of Sufi shaykhs provide them with
religious legitimacy. Even though the Sufi orders may vary
considerably in their teachings and attitudes toward mystical
experience, they each can claim, through their spiritual genealogies,
to be solidly based upon the foundations of Sufism.
Veneration
of Saints.
The institutionalization of ta-riqahs and the emphasis on silsilahs
enhanced substantially the religious and political position of the
master. Whereas in the past the shaykh functioned primarily as an
expert and confidant, he now became a repository of spiritual power as
well. A shaykh's lineage did not provide simply a list of teachers;
it implied that the spiritual power of each of these great Sufis had
been transmitted to this last member of the line.
The
shaykhs of the great Sufi orders, therefore, took on superhuman
qualities. They became known as aw-liyd' (sg., waft), intimates
or friends of God. Their spiritual perfection raised them far above
the level of their disciples and of the masses of Muslim faithful. The
spread of Ibn 'Arabi's teaching, particularly the notion of the
Perfect Human Being, which was elaborated upon by Ibn "Arabi's
intellectual disciples, especially by 'Abd al-Karim ibn IbrSihim
al-Jili (d. 1428), provided an intellectual framework within which
to explain this cosmic role of the saintlike shaykh. Many of the
shaykhs of important orders were acknowledged by their followers as
the qutb, the "pole" or "axis" around which
the cosmos revolves, the Perfect Human Being, the point at which the
divine Creative Imagination most fully manifests itself in the world
of illusion. The fact that a number of individuals claimed this
status at one and the same time was cause for a certain amount of
friction and rivalry among the powerful fraternities.
The
concept of qutb is linked by Ibn 'Arabi and his predecessors
with a whole hierarchy of cosmic beings. Al-Hujwiri describes them as
the officers of the divine court, made up of three hundred akhydr
("excellent ones"), forty abddl
("substitutes"), seven abrar ("piously devoted
ones"), four awtdd ("pillars"), three nuqabd'
("leaders"), and one qutb (known also as ghawth,
"succor"). Ibn 'Arabfs hierarchy is somewhat different in
structure. The qutb is joined by two aimmah
("guides"), four awtdd, seven abddl, twelve nuqabd',
and eight nu-jabd' ("nobles"). The cosmic hierarchy,
regardless of its particular description, is the spiritual power
through which the order and continued existence of the cosmos are
ensured.
The
term waft is often translated as saint; this is misleading because
there is no religious hierarchy in Islam empowered to canonize
individuals as saints, as one
has,
for example, in Roman Catholicism. Rather, the status of waft is
attained through public acclamation. There, are^ nevertheless,
analogies between Christian saints and Muslim awliyd', insofar
as both possess spiritual power that is capable of being transmitted
to disciples or devotees. In Islam this power is called barakah ("blessing").
The barakah of a waft has the potential to transform an
individual spiritually as well as to provide concrete material
blessings. Barakah should be understood as concretely as
possible. It is often transmitted through the power of touch, similar
to the laying on of hands or the (application of relics, practices
common in other religious traditions of the West. [For further discussion
of the awliya' ana barakah, see Folk Religion, article
on Folk Islam, ana Walayah.]
The
perfected shaykhs are objects of veneration both during their lives
and after their deaths. It is generally accepted that they possess the
power of miracles (kara-mat), although their miracles are
subject to satanic influence in a way that the miracles of prophets
are not. The extraordinary powers of the awliya are not diminished
in any way after their death; on the contrary, their intercession
often appears more efficacious. Consequently the tombs of great Sufi
awliyd' are vibrant pilgrimage centers to this day.
Ritual
Practice. Much has been said thus far about the shaykhs of Sufi
orders. What were the general patterns of life of the members of
these communities? It is difficult to generalize because of the
different character of the various brotherhoods. There are, however,
some areas of commonality. The full members of the fraternities
committed themselves in obedience to the shaykh, who initiated them
into the order and bestowed upon them the patched frock (khirqah),
the sign of their entry onto the Sufi path. They were encouraged to
subject themselves completely to the master's will, to be like dead
bodies in the hands of the body-washers. Some members of orders
remained celibate while others married; some lived lives of extreme
poverty while others had a very comfortable existence.
Common
to most of the Sufi fraternities were ritual practices called dhikr
("remembrance") and sama" ("audition").
Dhikr.
The impetus for the practice of dhikr is derived from those
Qur'anic verses that enjoin the faithful to remember God often. Among
Sufis this duty evolved into a complex exercise performed by an
individual or group. Many fraternities put their own particular stamp
on the dhikr exercise. Most dhikr techniques, however,
involve the rhythmic repetition of a phrase, often Qur'anic, in which
one of the names of God appears. In Islam, Allah has one hundred
names, ninety-nine of which are known; the hundredth name is hidden.
Certain Sufis who ascribed to themselves the rank of qutb claimed
to have been blessed with this most precious secret.
The
more sophisticated methods of dhikr usually involve breath
control, body movements, and a number of other complex techniques to
gain control over the five senses as well the psyche and imagination.
In some Sufi groups, such as the Naqshbandiyah, dhikr is a private
exercise. The goal is to move from vocal dhikr to silent dhikr,
with each stage representing a more intense level of union with the
Beloved until, at the final stage, dhikr moves to the innermost
recesses of one's being and one can no longer distinguish between the
one remembering and the Remembered. [See Dhikr.]
Sama'.
Like dhikr, samdr has become identified with Sufi
ritual practice. It involves listening to music, usually with a
group. The music is often accompanied by Qur'an chants and/or the
singing of mystical poetry. The recital is intended to spark a
mystical experience within the auditors. Those most affected by the samd'
rise up to dance in unison with the music. Depending on the Sufi
group, the dance can be a marvel of esthetic movement or the frenetic
writhings of the seemingly possessed.
From
its inception samd^ has been controversial among Sufis. No one
questions the efficacy of chanting the Qur'an. The doubts arise with
music and the singing of mystical love poetry. Music and singing were
considered by many shaykhs to be amoral: neither good nor evil by
nature. Sama^ possesses the power, however, to engulf the
spirit of the disciples and to seduce them to immoral behavior.
Consequently many shaykhs, if they approve of sama' at all,
insist that only accomplished Sufis be allowed to participate. Novices
are warned to beware. [See Sama'.]
Dhikr
and samd^ have served an important function outside of the
ranks of the full-fledged members of the Sufi orders. The theoretical
developments in Sufism from the thirteenth century onward were shaped
by the work of Ibn 'Arabi and his interpreters. The complex and
esoteric nature of this school of Sufi thought, however, placed it
far beyond the reach of most Muslims. It was the ritual exercises of
the orders that helped fill the gap and minister to the immediate
spiritual needs of the faithful. Thus Sufism came to represent, for
many, not abstruse theory but concrete practice that was accessible
to all.
The
emphasis on dhikr and samc has helped to blur the
distinction in popular Sufism between mystical experience that is
attained after serious spiritual training and experience that is
self-induced. Unsophisticated sessions of dhikr and samd\
to this day, often consist of self-hypnosis, hysteria, drug-induced
states, and other .
violent
emotions that pass for mystical experience. Despite accusations of
vulgarization, dhikr and samd' remain important
emotional outlets in the Muslim community and are unique
sociological events during which various levels of society find
themselves interacting on an equal footing. And in the hands of
spiritual adepts, dhikr and samd' remain potent tools
for creating an ambiance in which to attain heightened levels of
religious experience.
The
widespread interest in dhikr and samd' among the Muslim
faithful has resulted in increased membership in the Sufi
fraternities. These new members, however, should more properly be
called affiliates. They perhaps take some training from a shaykh;
their primary vehicle for contact with the group, however, is attendance
at periodic sessions of dhikr and samd'. Otherwise
they lead the normal life of a layman or woman. In parts of the
Islamic world today, membership in one Sufi order or another has
become for many a social obligation, even though those so affiliated
have little interest in. or understanding of mysticism.
Particular
orders became associated with different strata of society,
geographical regions, and guilds. The Suhrawardiyah, for example, were
extremely influential in court circles in thirteenth-century Delhi,
while orders such as the Bektashiyah and Khalwatiyah in Turkey had a
more popular appeal. The identification of order with social group
became so complete that one could be said to be born into a particular
fraternity. This did not, however, prevent an individual's eventual
shift from one order to another.
The
Orders: Individual Characteristics. The
role of the shaykh and the ritual exercises of dhikr and samd'
are integral elements in almost all of the Sufi orders. The
distinctive personalities of the fraternities, however, are as
significant as their similar structures and practices. The contrasts
are often striking. In Anatolia, for example, the Mawlawiyah (or
Mevleviye) and the Bektashiyah represent opposite ends of the
spectrum.
Mawlawiyah
and Bektashiyah.
The Mawlawiyah trace their silsiidh to the mystic and poet
Jalal al-Din Rumi. Rumi himself, however, did not establish a formal
tariqah during his lifetime; rather, it was his son, Sultan
Walad, who took upon himself the task of organizing the order. The
Mawlawiyah are known for their aesthetic sophistication, both in
ritual practice and in mystical poetry. The order's particular
identity is derived, of course, from Rumi's Mathnavi and the Divdn-i
Shams-i Tabrizi.
Perhaps
the most famous aspect of the Mawlawiyah is its ritual sama',
an exquisite combination of music, poetry, and whirling dance (hence
their name in the West, "Whirling Dervishes"). It is hard to
capture in words the refinement of the choreography. The rhythmic.
turning movements of the adepts are mesmerizing and executed with a
subtle grace and precision equal to the best of European classical
dance. The serene faces of the Sufis, moreover, reflect the depth of
the spiritual rapture achieved by the practitioners.
In
contrast, the Bektashiyah takes its name from a shadowy figure, Hajji
Bektash of Khorasan (d. 1337?). At first the group was loosely
organized, but by the fifteenth century it had developed a highly
centralized structure. The Bektashiyah are noted for their syncretism;
the rituals and beliefs of the order represent an amalgam of Shiism.
Byzantine Christianity, esoteric cults, and the like. By the end of
the sixteenth century, the Bektashiyah had become associated with the
Janissary corps, an elite military unit of slave-soldiers established
by the Ottoman sultan Murad I (1360-1389). Despite the heterodox
practices of the Bektashiyah, their identification with the powerful
and much-feared Janissaries provided them with security from
persecution by the orthodox religious authorities. Where the
Maw-lawiyah attracted a more educated elite, the Bektashiyah
appealed to the less literate masses who were fascinated with the
magic-like rituals and political power.
Suhrawardiyah
and Rifa'iyah.
In Iraq, as well, there arose two fraternities with diametrically
opposed interpretations of religious experience. The genealogy of
the Suhrawardiyah begins with Abu al-Najib al-Suhra-wardi (d, 1168),
who was a disciple of Ahmad al-Gha-zaii. Abu Najib is the author of an
important rulebook for novices, Kitob oddb al-muridin (Book of
the Manners of the Disciples). The text evinces Abu Najib's long experience
as a director; his rules are strict and comprehensive, yet attuned
to the human frailties of the young and untutored.
The
fraternity that bears the name Suhrawardi was founded by Abu
al-Najib's nephew. Shihab al-Din Abu Hafs 'Umar al-Suhrawardi (d.
1234). Shihab al-Din, the author of the extremely influential work, 'Awarif
alma'arif (Masters of Mystical Insights), is remembered in Sufi
circles as a great teacher. Teaching, in fact, became a characteristic
note of the fraternity. The Suhrawardiyah made significant inroads
into the Indian subcontinent, where its ranks included such
important figures as Baha' al-Din Zakariya of Multan (d. 1268).
While
the ethos of the Suhrawardiyah is characterized by serious training
in the classical Sufi tradition, the Rifa'iyah or "Howling
Dervishes" focus primarily on dramatic ritual. This fraternity
springs from the marshlands of southern Iraq. where its founder, Ahmad
ibn 'Ali al-Rifa'i (d. 1182), spent most of his life. Contemporary
observers describe vividly the bizarre practices engaged in by
members of the fraternity: fire-eating; piercing ears. hands, necks,
and penises with iron rings; biting heads off live snakes, and so
forth. Clearly the appeal of the Rifa'iyah is primarily emotional.
Shadhiliyah,
A fine example of a fraternity that responded to the religious needs
of the larger community while cultivating a solid intellectual base in
mystical theory is the Shadhiliyah. Abu Hasan al-Shadhili (d. 1258)
began his religious career at Tunis, where he was well known as a
preacher. It was there that he founded his order in 1227. Impelled by
a vision, he traveled eastward and settled eventually in Egypt,
where the Shadhiliyah order came to flourish.
The
most famous of the early Shadhili shaykhs is not the founder but the
third leader of the group, Ibn 'Ata' Allah (d. 1309). He was born in
Alexandria and spent his early years in the study of hodith and
the law. Ibn 'Ata' Allah's training in the traditional religious
sciences made him wary of any involvement with Sufism. His attitude
eventually mellowed, and for twelve years he placed himself under the
direction of the second shaykh of the order, Abu al-'Abbas al-Mursi
(d. 1287), whom he eventually succeeded.
Ibn
'Ata' Allah's writings epitomize the spirit of the Shadhiliyah order.
On one hand his work is very much in the intellectual tradition of the
Ibn 'Arabi school. For example his book, Lata'if al-minan
(Subtle Graces), written in defense of the fraternity and its
practices, emphasizes the exalted role of the shaykh as wall
and qutb. On the other hand. the true genius of Ibn 'Ata' Allah
is most evident in his collected aphorisms, the Hi-kam
(Maxims). They remain to this day one of the most popular Sufi texts
in the Islamic world. Combining the erudition of the scholar with the
vibrant, persuasive language of the enthusiast, Ibn 'Ata' Allah
succeeds in communicating complex ideas in a way that is accessible
to a wide range of individuals. Like the Munajat of 'Abd Allah
Ansari, the Hikam of Ibn 'Ata' Allah must be savored time and
time again, for their richness seems almost inexhaustable.
In
the same way that Ibn 'Ata' Allah, through his writings, made the
Sufism of the orders more accessible to larger numbers of Muslims, his
fraternity as a whole adopted a structural form more in tune with the
lives of the laity. Whereas some brotherhoods insisted on the
abandonment of one's profession and even of family life, the
Shadhiliyah allowed its members to remain involved in the secular
world. In this respect, they were precursors of a similar development
in the Christian West, when, in the sixteenth century, Ignatius Loyola
founded the Society of Jesus, or Jesuits, whose members -contrary to
traditional monastic structures, were intent on fostering contemplatio
in actione, contemplation while remaining fully involved in the
secular world. Ibn 'Ata' Allah's Hikam has a place of honor in
Islamic spirituality equal to that of Loyola's Spiritual
Exercises in Christianity.
There
is not sufficient space to describe even briefly. all of the great tanqahs
that have become part of mainstream Sufism since the thirteenth
century. The Qadiri-yah, whose eponymous founder, 'Abd al-Qadir Jilani
(d. 1116), is perhaps the most widely revered saint in all of Islam;
the Naqshbandiyah, whose stem Sunni spirit, disseminated in Central
Asia and the Indian subcontinent, has spawned political movements
and great poets such as Mir Dard (d. 1785); the music-loving
Chishti-yah, Kubrawiyah, and so forth—all have played pivotal roles
in the formation of Islamic religious life. [See Ta-riqah for
further discussion.]
Decline
of the Orders.
The nineteenth and twentieth centuries, however, have not been kind to
Sufism, especially the Sufism of the orders. A number of factors
contributed to the decline: the general secularization of world
culture; colonialism, with its concomitant critique of Islamic
religion and society; the response of Islamic modernism; and the rise;
of Islamic fundamentalism.
The
changing political climate had profound effects on the Sufi orders. In
Turkey, for example, they were abolished by Mustafa Kemal Atatiirk in
1925 because they represented to him all that was corrupt and backward
about Islam. Atatiirk was in the process of transforming Turkey into
a modem nation state from the rubble of the Ottoman empire. The
traditional power of the Sufi shaykhs and orders was incompatible with
nationalism; the orders, therefore, were eliminated as public
institutions.
At
times, however, the orders were not victims of political change but
its instigators. The Tijaniyah of West Africa and the Sanusiyah of
North Africa are prime examples. The Tijaniyah were militant
revivalists. They fought bravely against the French in West Africa and
eventually established a kingdom of their own during the latter part
of the nineteenth century.
The
Sanusiyah were similarly fundamentalist and militant. For decades they
were at odds with Italian colonial power in North Africa. As a
counterbalance they sided with the British who eventually invested the
shaykh of the Sanusiyah with authority in the region. The
transformation of the shaykh into king of Libya and the accompanying
solidification of political power eventually led to the decline of
the Sanusiyah as a Sufi movement.
Despite
the fact that many nineteenth- and twentieth-century Sufi groups
reflected fundamentalist tendencies, they still became the objects
of attack by the ultra-orthodox, of whom the Wahhabiyah of Saudi
Arabia are?
but
one example. Among such groups, any ritual practice not explicitly
sanctioned by religious law is anathema. The very premise on which
Sufism is based, namely union with God, is rejected as un-Islamic. We
see today in many of the most vibrant Islamic revivalist movements a
similar tendency to espouse the most puritanical forms of literalist
religion. In such a world Sufism has little place.
In
the Indian subcontinent, the involvement of many hereditary pirs
(i.e., shaykhs) with Sufism has been based, in the modem period, more
on family status, wealth, and influence than on any serious interest
in mysticism. A backlash was inevitable. Muhammad Iqbal, one of the
fathers of modem Muslim intellectual life in the subcontinent,
rejected Sufism because of the corruption he perceived. He also
reacted strongly against the Sufi doctrine of wahdat al-wujud,
because it entailed the negation of the self: if the self is nonexistent,
why confront the problems of human existence? Nevertheless, his Reconstruction
of Religious Thought in Islam, published in 1930, reflects Sufi
emphases on in-teriority, although his goal was to reinterpret Islam
in humanistic terms that harmonized the spiritual and material realms
of existence.
Attacks
on Sufism are not new; they have occurred throughout the history of
the tradition. The dramatic decline of Sufism in the modem period,
however, is due as much to external as to internal forces. The
intimate contacts between the Islamic world and the European West
resulted in virulent critiques of Islamic religious practice,
especially devotionalism. Muslim reactions were varied: some accepted
the critique and mimicked Western secular societies (Atatiirk's
Turkey, for example); some reasserted their identity by returning to
what was believed to be true Islam, devoid of Sufi accretions (the
Wahhabiyah, for example); others, such as the Muslim modernist
Muhammad "Abduh and his successors, proposed various more
moderate plans for the adaptation of Muslim society to the demands
of the modem world.
All
of these responses, however, possessed anti-Sufi elements, for most
rejected Sufiritual practice and devotionalism as either non-Muslim
or antimodem. Moreover, the power of the Sufi shaykhs over masses of
the faithful was seen by most to be counterproductive to modernization
and to the development of a functioning secular state, for the shaykhs
were often perceived as proponents of superstition, religious
emotionalism, and outmoded power structures.
Mysticism
in modem Islam is not an arid wasteland but rather more like a fallow
field. There have been important modem teaching shaykhs such as Ahmad
al-'Alawi (d. 1934), whose influence is still felt in North Africa.
Moreover, the popular piety of Sufism still flourishes in many parts
of the Islamic world, including North Africa, Egypt, the Indian
subcontinent, and Indonesia. The great tradition of vernacular poetry,
established by master artists such as the Turkish mystic Yu-nus Emre
(d. 1321), continues to produce a rich literature. Central Asia, the
Indian subcontinent, Africa, Indonesia—every comer of the Islamic
world has produced its local poet-saints.
Doubtless
Sufism has become increasingly more identified with popular ritual
practice than with formal spiritual training. The transformation of
Sufism into a mass movement could not help but lead to a certain
vulgarization. There continue to arise, nevertheless, individual
masters whose commitment to the path is reminiscent of the great
figures of the classical period. Classical Sufi literature survives
because it still has the ability to touch the spirits of modem men and
women. It is in this continued interaction between shaykh and murid
that hope for the future of Sufism resides.
[See
also the biographies of al-Ghazali, al-Hallaj Ibn 'Arabi, Rumi, and
the other figures mentioned herein. For some aspects of Sufism not
covered in the text, see Mawlid;
Mi'raj; Nubuwah; and Nur Muhammad.]
www.afyuksel.com
Londra-26.2.2000
BIBLIOGRAPHY
By
far the best introduction to Sufism in English is Anne-marie SchimmeFs
Mystical Dimensions of Islam (Chapel Hill, N.C., 1975). Other
introductory texts of interest are A. J. Ar-berry's Sufism: An
Account of the Mystics of Islam (1950; reprint, London, 1979)
and Reynold A. Nicholson's The Mystics of Islam (1914; reprint,
London, 1963). The most astute treatment of the development of early
Sufism, especially its relationship to Qur'anic exegesis, is Paul
Nwyia's Exegese coranique et language
mystique (Beirut, 1970).
There
are a number of monographs dealing with one or other of the early Sufi
ascetics. Margaret Smith's two works, Rabi 'a the Mystic and Her
Fellow-Saints in Islam (Cambridge, 1928) and An Early Mystic of
Baghdad: A Study of the Life and Teaching of Harith b. Asad
Al-Muhasibi, A.D. 781-A.D. 857 (1935, reprint. New York, 1973),
are both excellent, as well as Nicholson's study of Abu Sa'id ibn Abi
al-Khayr in Studies in Islamic Mysticism (1921; reprint,
Cambridge, 1976).
There
are two excellent English translations of Sufi manuals, Nicholson's
translation of al-Hujwiii's Kashf al-Mahjub:
The
Oldest Persian Treatise on Sufism,
2d ed. (London, 1936), and Arberry's translation of al-Kalabadhfs Kitdb
al-ta'arruf un-der the title The Doctrine of the Sufis
(Cambridge, 1935). Several chapters of Seyyed Hossein Nasr's Sufi
Essays (London, 1972) deal with stations and states and the
master-disciple relationship.
No
study of the ecstatics in Sufism is complete without Louis Massignon's
extraordinary work on al-Hallaj, recently translated into English by
Herbert Mason as The Passion ofAl-
Hallaj:
Mystic and Martyr of Islam,
4 vols. (Princeton, 1982). Carl W. Ernst's Words of Ecstasy in
Sufism (Albany, 1984) is extremely helpful as well. Reynold
A. Nicholson's The Idea of Personality in Sufism (1964;
reprint, Lahore, 1970) is a lucid exploration of the psychology of
ecstatic utterances.
There
is an excellent translation by Wheeler Thackston of Ansari's Mundjat
in The Book of Wisdom and Intimate Conversations, translated
and edited by Wheeler Thackston and Victor Danner (New York, 1978).
The premier scholar of Ansari is Serge de Laugier de Beaurecueil,
whose bibliography of Ansari provides much useful information and some
fine translations:
Khwadja
'Abdullah Ansari, 396-81 H./1006-1089: Mystique hanbalite
(Beirut, 1965). There are a number of fine translations of 'Attar's mathnavis:
The
Ildhi-nama or Book of God,
translated by J. A. Boyle (Manchester, 1976); Le livre de
I'epreuve (Musibatndma), translated by Isabelle de Gastines
(Paris. 1981); and The Conference of the Birds, translated by
Afkham Darbandi and Dick Davis (London, 1984). The best
comprehensive study of 'Attar and his work remains Helmut Ritter's dos
Meer, der Seele (Leiden, 1955).
Henry
Corbin has written extensively on Islamic gnosticism, Islamic
Neoplatonism, and Ibn 'Arabi. Works such as Creative Imagination in
the Sufism of Ibn 'Arabi (Princeton, 1969) demonstrate his
extraordinary erudition and propose provocative syntheses that must be
evaluated with care. A new translation of Ibn *Arabfs Fusus
al-hikam by R. W. J. Austin under the title The Bezels of
Wisdom (New York. 1980) is excellent. Toshihiko Izutsu's
comparative study of Sufism and Taoism, A Comparative Study of
the Key Philosophical Concepts in Sufism and Taoism (Tokyo, 1966),
also serves as an excellent introduction to Ibn 'Arabi's thought.
Finally, in his Studies in Islamic Mysticism (1921; reprint,
Cambridge. 1976) Reynold A. Nicholson provides a very lucid analysis
of the idea of the Perfect Human Being as it originated with Ibn
*Arabi and was later developed byal-Jili.
The
best translations of Rumi's work are by Reynold A. Nicholson,
especially The Mathnawl of Jalalu'ddin Rumi, 8 vols. (London,
1925-1971). Annemarie Schimmel's The Triumphal Sun: A Study of the
Works ofJalaloddin Rumi (London, 1978) is a solid introduction to
his writings, as is William C. Chittick's The Sufi Path of Love:
The Spiritual Teachings of Rumi (Albany. 1983). Schimmel's As
Through a Veil: Mystical Poetry in Islam (New York, 1982) places
Rumi in the wider context of the poetic tradition in Sufism.
There
are many studies of individual Sun orders. The best general work,
however, is J. Spencer Trimingham's The Sufi Orders in Islam (New
York, 1971). The role of the fraternities in the Indian subcontinent
is extremely well presented in Annemarie Schimmel's Islam in the
Indian Subcontinent (Leiden, 1980). An English translation by
Victor Danner of Ibn *Ata' Allah's Hikam can be found in
Thackston and Danner's The Book of Wisdom and Intimate
Conversations (cited above). A superb French translation and
commentary of the same text, together with a thorough analysis of the
early development of the Sha-dhiliyah can be found in Paul Nwyia's Ibn
'Ata' Allah et la nais-sance de la confrerie Sadilite (Beirut,
1972).
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